Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-13 |
| PA | RA | APPROVED | 2015-10-13 |
Branch Locations
1425 11Th Ave Lower Level, Altoona, PA 16601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services | Altoona | PA | 09/2015 | 09/2019 |
| Cetera Investment Advisers Llc | Altoona | PA | 10/2015 | Present |
| Summit Financial Group Inc | Altoona | PA | 05/2016 | 05/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2019 | Present |
(1) PLATINUM WEALTH STRATEGIES LLC.801 10TH AVENUE, ALTOONA PA 16601.1/3 OWNER.FINANCIAL SERVICES.DBA FOR CETERA ADVISOR NETWORKS.PLATINUM WEALTH STRATEGIES ONLINE.COM.START DATE-09/2011 (2) QUANTITATIVE STRATEGIES GROUP, LLC., SAME AS RESIDENTIAL LOCATION. BUSINESS CONSULTING - START DATE 1/2006 FILE ANNUAL TAX RETURN. NOT INVESTMENT RELATED. (3) NAME OF OTHER BUSINESS: PERIWINKLE STABLES, LLC INVESTMENT RELATED: NO ADDRESS: 731 PARKSIDE DRIVE, ALTOONA, PA 16601 NATURE OF BUSINESS: HORSE BARN START DATE: 1/2021 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: I OWN THE PROPERTY THE BARN AND HORSES THE LLC IS FOR INSURANCE PURPOSES. IT IS FOR MY WIFE AND DAUGHTER;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-03 |
Reach out to this advisor