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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-19 |
Branch Locations
218 5Th St Sw Ste 103, Mason City, IA 50401 • United States
1530 Greenview Dr Sw Ste 205, Rochester, MN 55902-4327 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rochester | MN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Rochester | MN | 03/2020 | Present |
Real Estate Ownership; Single Family; 15451 Palacial Dr. Fountain Hills, AZ 85268, ,; Not Investment-Related; 03/01/2018. Business Ownership; peak management llc; manager, recruiter, support staff training, business planning; Consulting; 1530 Green View Dr. SW Rochester, mn. 55902 suite 205, ,; Not Investment-Related; 02/14/2018; 60 hours per month; 60 during trading hours / Palen Properties; 50% owner operator; see 3.39 rental real estate; 920 23rd Ave, , Rochester, MN, 55902; Investment-Related; 02/07/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Peak management LLC; All none licensed activity. includes recruiting, compliance, Practice management. office administration, Financial planning development. Marketing support,,lease management.; 1530 Greenview DR SW Rochester mn,, ,; ; 04/15/2016; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1984-08-04 |
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