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William Casey Martin

Raymond James & Associates, Inc.

Mason City, IA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2007-03-05
TX RA APPROVED 2007-03-05
  • IA RA
    APPROVED
    Since 2007-03-05
  • TX RA
    APPROVED
    Since 2007-03-05

Branch Locations

10 N. Washington Ave. Suite 300, Mason City, IA 50401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Mason City IA 03/2007 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-23
S63 Uniform Securities Agent State Law Examination 1987-06-03
  • S65 Uniform Investment Adviser Law Examination
    1999-04-23
  • S63 Uniform Securities Agent State Law Examination
    1987-06-03
Other Names
  • Casey Martin

View on SEC IAPD

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Other Investors

Shane William Cooney
WILLIAM RAYMOND COONEY
WILLIAM CASEY MARTIN
JAKE ROBERT BROWN
ANN ELIZABETH HARTY
Jason Laurence Geving
THOMAS BRIAN SERNETT
Gregory Braun

Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MASON CITY, IA
EDWARD JONES · Mason City, IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · MASON CITY, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Mason City, IA
CONCORDE ASSET MANAGEMENT, LLC · Mason City, IA
EDWARD JONES · Mason City, IA
INTEGRITY ALLIANCE, LLC. · MASON CITY, IA
AMERIPRISE FINANCIAL SERVICES, LLC · MASON CITY, IA

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