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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-05-09 |
| IA | RA | APPROVED | 2006-07-17 |
Branch Locations
10 N. Washington Ave. Suite 300, Mason City, IA 50401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Mason City | IA | 07/2006 | Present |
| City Of Clear Lake Iowa | Clear Lake | IA | 07/2006 | Present |
(1)Name of Business: East Main Classics, LLC Address: 2401 Main Ave #G, Clear Lake, IA, 50428, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 01/01/2025 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: this LLC is an extension of our hobby, refurbishing wood boats. we primarily work on our own boats but occasionally take on minor projects for others. (2)Name of Business: Mason City Select, LLC Address: 10 N Washington Ave Ste 300, Mason City, IA, 50401-3252, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 01/01/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Organizer
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-21 |
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