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William Raymond Cooney

Raymond James & Associates, Inc.

Mason City, IA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2006-07-26
TX RA APPROVED 2006-07-26
  • IA RA
    APPROVED
    Since 2006-07-26
  • TX RA
    APPROVED
    Since 2006-07-26

Branch Locations

10 N. Washington Ave. Suite 300, Mason City, IA 50401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summer Youth Employment Training Program Mason City IA 06/1981 Present
Raymond James & Associates Mason City IA 07/2006 Present
  • 06/1981 → Present
    Summer Youth Employment Training Program
    Mason City, IA
  • 07/2006 → Present
    Raymond James & Associates
    Mason City, IA
Previous Registrations
Other Businesses

(1)1/2008 NIACC FOUNDATION BOARD MASON CITY, IA - MEMBER OF INVESTMENT COMMITTEE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-12
S63 Uniform Securities Agent State Law Examination 1986-08-22
  • S65 Uniform Investment Adviser Law Examination
    1999-07-12
  • S63 Uniform Securities Agent State Law Examination
    1986-08-22
Other Names
  • Bill Cooney

View on SEC IAPD

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CONCORDE ASSET MANAGEMENT, LLC
INTEGRITY ALLIANCE, LLC.
AMERIPRISE FINANCIAL SERVICES, LLC
PRINCIPAL SECURITIES, INC.

Other Investors

Shane William Cooney
WILLIAM CASEY MARTIN
WILLIAM CASEY MARTIN
JAKE ROBERT BROWN
ANN ELIZABETH HARTY
Jason Laurence Geving
THOMAS BRIAN SERNETT
Gregory Braun

Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MASON CITY, IA
EDWARD JONES · Mason City, IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · MASON CITY, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Mason City, IA
CONCORDE ASSET MANAGEMENT, LLC · Mason City, IA
EDWARD JONES · Mason City, IA
INTEGRITY ALLIANCE, LLC. · MASON CITY, IA
AMERIPRISE FINANCIAL SERVICES, LLC · MASON CITY, IA

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