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Kevin Lawrence Mahoney

LPl Financial LLC

Williamsville, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-10
  • NY RA
    APPROVED
    Since 2025-07-10

Branch Locations

5892 Main St, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mahoney Financial Group, Inc. Williamsville NY 01/2007 Present
Cadaret, Grant & Co., Inc. East Concord NY 05/2007 05/2023
Cadaret Grant & Co., Inc Nokomis FL 10/2021 05/2023
Cadaret, Grant & Co., Inc. Williamsville NY 04/2025 Present
Lpl Financial Llc Williamsville NY 07/2025 Present
  • 01/2007 → Present
    Mahoney Financial Group, Inc.
    Williamsville, NY
  • 05/2007 → 05/2023
    Cadaret, Grant & Co., Inc.
    East Concord, NY
  • 10/2021 → 05/2023
    Cadaret Grant & Co., Inc
    Nokomis, FL
  • 04/2025 → Present
    Cadaret, Grant & Co., Inc.
    Williamsville, NY
  • 07/2025 → Present
    Williamsville, NY
Previous Registrations
  • 2025-04-04 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Williamsville, NY
  • 2021-05-04 → 2023-05-05
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    East Concord, NY
    Syracuse, NY
    Nokomis, FL
Other Businesses

1) Insurance lines: Fixed Annuities, Life/Health, LTC, Variable Annuities, 4/15/25, 15 hours per month, investment related. 3) LIFE/ACCIDENT/LTC/P+C INSURANCE WITH VARIOUS COMPANIES IN NY AND FL. START DATE 1998, 1% OF BUSINESS. 4) SC Parker LLC., Main Street, Williamsville, NY 14221, 4/15/25, investment related, salaried support staff, 15 hours per month during trading, Investment research. 4) Mahoney Financial Group, 5/30/21, corporation is open to receive payouts from the start of practice, investment related, 0 hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-10-31
  • S63 Uniform Securities Agent State Law Examination
    2016-10-31
Designations
Other Names
  • Kevin L Mahoney

View on SEC IAPD

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