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Donna Marie Miller

Ubs Financial Services Inc.

West Palm Beach, FL

Indian River Shores, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 1986-09-10
  • FL RA
    APPROVED
    Since 1986-09-10

Branch Locations

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

Indian River Shores, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Palm Beach FL 04/1980 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-16
S63 Uniform Securities Agent State Law Examination 1985-02-12
  • S65 Uniform Investment Adviser Law Examination
    1992-10-16
  • S63 Uniform Securities Agent State Law Examination
    1985-02-12
Designations

View on SEC IAPD

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CLEARSKY ADVISORS LLC · WEST PALM BEACH, FL
MYRIAD ASSET MANAGEMENT ADVISORS LLC · WEST PALM BEACH, FL
TCG STRATEGIC INCOME ADVISOR LLC · WEST PALM BEACH, FL
SUNRISE MANAGER LLC · WEST PALM BEACH, FL
SRT GROUP LLC · WEST PALM BEACH, FL
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CRESSET ASSET MANAGEMENT, LLC · West Palm Beach, FL

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