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11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-12 |
Branch Locations
5001 Airport Plaza Dr. #220, Long Beach, CA 90815 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Long Beach | CA | 10/2011 | 09/2023 |
| Osaic Wealth, Inc. | Long Beach | CA | 10/2023 | Present |
1. NWF ADVISORY SERVICES POSITION: Investment Advisory Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 120 START DATE: 10/10/2023 ADDRESS: 11835 W Olympic Blvd., Suite 1155 East Tower, Los Angeles CA 90064 DESCRIPTION: Client Portfolio oversight. Suggest portfolio adjustments to clients. 2. ARTISANCAP DBA POSITION: Financial Professional NATURE: Artisancap is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/24/2025 ADDRESS: 14752 Beach Blvd, Suite 133, La Mirada CA 90638, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisancap
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-26 |
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