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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2012-09-14 |
| TX | RA | APPROVED | 2012-09-14 |
Branch Locations
5251 Dtc Parkway Suite 1200, Greenwood Village, CO 80111-2737 • United States
Denver, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Greenwood Village | CO | 09/2012 | Present |
| City National Bank | Greenwood Village | CO | 08/2020 | Present |
ACTING AS TRUSTEE, MARY SNOWDEN TRUSTS, FAMILY,(M SNOWDEN WAS MY WIFE'S AUNT WHO PASSED AWAY FEB. 2012. LIMITED HOURS . THE TRUST WILL BE DISOLVED WHEN THE ESTATE IS SETTLED ANTICIPATRED FEB.2013. SOME TIME MAY BE SPENT DURING SECURITIES HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-13 |
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