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David Bennett Woffindin

Stifel, Nicolaus & Company, Incorporated

Yardley, PA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-05-10
NJ RA APPROVED 2009-07-07
  • PA RA
    APPROVED
    Since 2023-05-10
  • NJ RA
    APPROVED
    Since 2009-07-07

Branch Locations

790 Township Line Road Suite 175, Yardley, PA 19067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Princeton NJ 06/2009 Present
  • 06/2009 → Present
    Stifel Nicolaus & Co Inc
    Princeton, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-09-16
S63 Uniform Securities Agent State Law Examination 1980-06-16
  • S65 Uniform Investment Adviser Law Examination
    1992-09-16
  • S63 Uniform Securities Agent State Law Examination
    1980-06-16

View on SEC IAPD

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