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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2000-01-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins. Co. | Kent | WA | 01/1967 | Present |
| Nylife Securities Inc. | Phoenix | AZ | 11/1975 | Present |
[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; INSURANCE BROKER; START DATE 12/2001] [OWNER;RENTAL PROPERTY. 10063 E.DREYFUS AVE, SCOTTSDALE,AZ 85260 and Wa State Properties; INVESTMENT RELATED; I MANAGE THE PROPERTY; start date 02/2009]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-05 |
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