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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-09-28
  • PA RA
    APPROVED
    Since 2016-09-28

Branch Locations

1605 N Cedar Crest Blvd Ste 111 [Satellite], Allentown, PA 18104 • United States

1013 Centre Rd Ste 229, Wilmington, DE 19805 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Allentown PA 12/2009 Present
Other Businesses

TRUSTEE FOR FRIEND/CLIENT TRUST ACCOUNTS; INVESTMENT RELATED; COPLAY, PA; START DATE 12/2005; 1 HR MONTH; DURING TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-01-17
  • S63 Uniform Securities Agent State Law Examination
    1989-01-17

View on SEC IAPD

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