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Scott Macleod Nicol

Rbc Capital Markets, LLC

Bend, OR

Redmond, OR

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2008-09-08
TX RA APPROVED 2008-03-07
  • OR RA
    APPROVED
    Since 2008-09-08
  • TX RA
    APPROVED
    Since 2008-03-07

Branch Locations

2220 Nw Labiche Lane Suite 210, Bend, OR 97703 • United States

Redmond, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Portland OR 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Portland, OR
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-05
S63 Uniform Securities Agent State Law Examination 1985-10-29
  • S66 Uniform Combined State Law Examination
    2008-09-05
  • S63 Uniform Securities Agent State Law Examination
    1985-10-29

View on SEC IAPD

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LESLIE DAWN LAMOTTE
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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Bend, OR
PROSPERA FINANCIAL SERVICES, INC. · Bend, OR
MORGAN STANLEY · Bend, OR
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BEND, OR
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BEND, OR
ELEVATION CAPITAL ADVISORY · BEND, OR
CAPSTONE WEALTH MANAGEMENT GROUP, LLC · BEND, OR
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