Gary Hollis Schwartz

Current Employers

Employment History

• 06/2013 → 08/2023
  Securian Financial Services, Inc
  St Paul, MN
• 06/2013 → 10/2021
  Cri Securities, Llc
  St Paul, MN
• 02/2013 → Present
  North Star Consultants
  Minneapolis, MN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Minneapolis, MN
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2023 → Present
  North Star Resource Group
  Minneapolis, MN

Previous Registrations

• 2014-01-28 → 2023-08-10
  Securian Financial Services, Inc.
  Minneapolis, MN
  St. Paul, MN
• 2014-01-28 → 2021-10-28
  Cri Securities, Llc
  Minneapolis, MN
• 2012-11-20 → 2013-02-05
  Waddell & Reed
  Savage, MN
• 2006-10-06 → 2012-11-15
  Ameriprise Financial Services, Llc
  Minneapolis, MN
  Edina, MN

Other Businesses

1) BOOK "PRACTICE ON PURPOSE" POSITION: Independent Contractor NATURE: Author INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2014 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Independent Contractor 2) SIX STILL STANDING POSITION: Member NATURE: Service Industry INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Member 3) NORTH STAR RESOURCE GROUP INSURANCE BROKERAGE SERVICES POSITION: Officer NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/20/2018 ADDRESS: 2701 University Ave, Minneapolis MN 55414, United States DESCRIPTION: I am a senior leader for our Property and Casualty business. I serve in a supervisory and strategic capacity. I do not meet with clients nor have personal clients. 4) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  1998-07-24

Designations