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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
3140 Neil Armstrong Blvd Suite 311, Eagan, MN 55121 • United States
One Financial Way, Cincinnati, OH 45242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fortis Investors, Inc. | Eagan | MN | 09/1995 | Present |
| The O.N. Equity Sales Company | Eagan | MN | 10/2002 | Present |
1) GARY LIVINGSTON; INVESTMENT RELATED; ONE FINANCIAL WAY CINCINNATI OHIO 45242; GENERAL AGENT; 09/01/2002; 100 HOURS/MONTH ( 2 DURING SECURITY HOURS); RECRUITS, TRAINS AND SUPREVISES AGENTS ENGAGED IN THE SALE OF NON-REGISTERED INSURANCE PRODUCTS. SELLS/SERVICES DISABILITY AND LIFE INSURANCE, RETIREMENT PLANS AND FIXED ANNUITIES. NO EIAS. 2) ECONOMIC ADVISORY BOARD; NOT INVESTMENT RELATED; 1584 HADLEY AVE N OAKDALE MN 55128; ADVISORY FOR THE CITY OF OAKDALE CITY COUNCIL; MEMEBER OF THE BOARD; 09/07/2016-PRESENT; 1 HOUR/MONTH; 0 HOUR/TRADING; ADVISORY TO THE CITY COUNCIL ON ECONOMIC ISSUES DEALING WITH ECONOMIC GROWTH WITHIN THE CITY.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-06-13 |
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