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Verla B Richards

Wells Fargo Clearing Services, LLC

Scottsdale, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-02-16
AZ RA APPROVED 2015-08-14
CO RA APPROVED 2012-07-06
  • TX RA
    APPROVED_RES
    Since 2017-02-16
  • AZ RA
    APPROVED
    Since 2015-08-14
  • CO RA
    APPROVED
    Since 2012-07-06

Branch Locations

18700 N Hayden Rd Ste 525, Scottsdale, AZ 85255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Denver CO 07/2012 11/2016
Wells Fargo Clearing Services, Llc Denver CO 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2010-09-22
    Morgan Stanley
    Greenwood Village, CO
  • 2007-06-18 → 2009-06-01
    Morgan Stanley & Co. Llc
    Boulder, CO
    Centennial, CO
  • 2003-07-01 → 2007-06-05
    Wells Fargo Clearing Services, Llc
    Salt Lake City, UT
    Salt Lake City, UT
  • 2001-07-09 → 2003-07-01
    Prudential Equity Group, Llc
    Salt Lake City, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-28
S63 Uniform Securities Agent State Law Examination 1981-08-21
  • S65 Uniform Investment Adviser Law Examination
    1999-09-28
  • S63 Uniform Securities Agent State Law Examination
    1981-08-21
Other Names
  • Verla Rae Beckstead
  • Verla Rae Thomas
  • Verla Beckstead Thomas
  • Verla Richards
  • Verla Rae Richards
  • Verla Richards
  • Verla Rae Richards
  • Verla Guevara

View on SEC IAPD

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Other Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ
IRONWOOD WEALTH ADVISORS, LLC · SCOTTSDALE, AZ
PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR · SCOTTSDALE, AZ
CETERA INVESTMENT ADVISERS LLC · SCOTTSDALE, AZ
FAITH INVESTOR SERVICES · Scottsdale, AZ
MERIDIAN WEALTH MANAGEMENT, LLC · Scottsdale, AZ

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