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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-11-02
  • CA RA
    APPROVED
    Since 2018-11-02

Branch Locations

617 Veterans Blvd Suite 117, Redwood City, CA 94063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. San Mateo CA 05/1982 11/2018
Royal Alliance Associates, Inc. San Mateo CA 11/2018 Present
  • 05/1982 → 11/2018
    Signator Investors, Inc.
    San Mateo, CA
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    San Mateo, CA
Previous Registrations
  • 1998-05-15 → 2018-11-02
    Signator Investors, Inc.
    San Mateo, CA
    San Jose, CA
    Concord, CA
Other Businesses

ESHAGHI FINANCIAL AND INSURANCE SERVICES POSITION: Financial Services Professional/agent NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 03/21/1983 ADDRESS: 617 Veterans Blvd Suite 117, Redwood City CA 94063, United States DESCRIPTION: agent for old individual health insurance, Medicare supplement policies, and couple small health group that I service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-06-07
  • S66 Uniform Combined State Law Examination
    1999-06-07
Designations
Other Names
  • Ben Eshaghi
  • Behzad Eshaghi
  • Ben Behzad Eshaghi

View on SEC IAPD

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