Ben B Eshaghi

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-11-02

CA RA
APPROVED

Since 2018-11-02

Branch Locations

617 Veterans Blvd Suite 117, Redwood City, CA 94063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Signator Investors, Inc.	San Mateo	CA	05/1982	11/2018
Royal Alliance Associates, Inc.	San Mateo	CA	11/2018	Present

05/1982 → 11/2018

Signator Investors, Inc.

San Mateo, CA
11/2018 → Present

Royal Alliance Associates, Inc.

San Mateo, CA

Previous Registrations

1998-05-15 → 2018-11-02

Signator Investors, Inc.

San Mateo, CA

San Jose, CA

Concord, CA

Other Businesses

ESHAGHI FINANCIAL AND INSURANCE SERVICES POSITION: Financial Services Professional/agent NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 03/21/1983 ADDRESS: 617 Veterans Blvd Suite 117, Redwood City CA 94063, United States DESCRIPTION: agent for old individual health insurance, Medicare supplement policies, and couple small health group that I service

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-06-07

S66 Uniform Combined State Law Examination

1999-06-07

Designations

Certified Financial Planner

Other Names

Ben Eshaghi
Behzad Eshaghi
Ben Behzad Eshaghi

View on SEC IAPD