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Employer firm

Madison Avenue Securities, LLC CRD 23224

$2.02B regulatory AUM 31 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Madison Avenue Securities, Llc

13500 Evening Creek Dr. N #555, San Diego, CA 92128 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-25
CO RA APPROVED 2011-12-16
  • TX RA
    APPROVED_RES
    Since 2023-05-25
  • CO RA
    APPROVED
    Since 2011-12-16

Branch Locations

13500 Evening Creek Dr N #555, San Diego, CA 92128 • USA

165 S. Union Blvd. Suite 902, Lakewood, CO 80228 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Denver CO 01/1980 Present
State Mutual Life Genva CO 05/1980 Present
Madison Avenue Securities, Inc. Denver CO 12/2011 Present
  • 01/1980 → Present
    Self Employed
    Denver, CO
  • 05/1980 → Present
    State Mutual Life
    Genva, CO
  • 12/2011 → Present
    Madison Avenue Securities, Inc.
    Denver, CO
Previous Registrations
  • 2005-11-30 → 2011-12-14
    Concourse Financial Group Securities, Inc.
    Denver, CO
    Denver, CO
Other Businesses

1. DBA AND INSURANCE: CIRBO & ASSOCIATES FINANCIAL SERVICES; INVESTMENT RELATED; 165 S. UNION BLVD., #902, LAKEWOOD CO 80228; GATHER DATA AND ADVISE ON STRATEGIES AND PRODUCTS; FIXED INSURANCE, GROUP INSURANCE, LIFE INSURANCE, DISABILITY INSURANCE SALES, LTX, ; OWNER; STARTED 01/1999; 190 HRS/MO. 2. EQUITY INDEXED ANNUITIES WITH AMERICAN EQUITY INVESTMENT INS. CO, ALLIANZ, ING, AMERICAN INVESTORS; NOT INVESTMENT RELATED; 20 HRS/MO. 3. NAME OF BUSINESS: DENNIS CIRBO/CIRBO AND ASSOCIATES POSITION: BROKER/OWNER NATURE: INSURANCE INVESTMENT RELATED: YES HOURS: 40 INVESTMENT RELATED HOURS: 10 START DATE: 05/01/1980 ADDRESS: 165 S. UNION BLVD., #902, LAKEWOOD CO 80228 DESCRIPTION: SALES AND MANAGEMENT. FIXED INSURANCE, GROUP INSURANCE, LIFE INSURANCE, DISABILITY INSURANCE SALES, LTX DESCRIPTION:CERTIFIED FINANCIAL WELLNESS EDUCATOR (CFWE) FOR FINANCIAL WELLNESS FOUNDATION.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-03-31
  • S63 Uniform Securities Agent State Law Examination
    1987-03-31
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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