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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-13 |
| CA | RA | APPROVED | 2007-04-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith | Bakersfield | CA | 10/2006 | Present |
| Bank Of America, N.A. | Bakersfield | CA | 06/2011 | Present |
I*72019FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: G & K MAPLE PROPERTIESINVESTMENT RELATED: YADDRESS OF BUSINESS: 906 OLEANDER AVE., BAKERSFIELD, CALIFORNIA 93304NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 4/7/2014NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2DUTIES: G & K MAPLE PROPERTIES IS AN LLC WHO OWNS AND RENTS OUT RESIDENTIAL AND COMMERCIAL PROPERTIES I*133791For profit or not for profit: For-Profit OrganizationName of outside business organization: Padre & Son FarmsInvestment related: NAddress of business:Shafter, California 93263Nature of business: LLC,Position, title, association: General Partner, Start date of relationship: 10/15/2020Number of hours devoted: 10 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Tree Crop Production I*2658297, Entity Type: Entity Charitable, Name of OBA: Bakersfield College Foundation , Address: Bakersfield, California, 93305, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 08/01/2025, No Hours: 25 Yearly, No Hours during Trading: 10 Yearly, Duties: Board Member As a new board member, I will be attending quarterly meetings and events as needed. I'm expected to help donate to the foundation as well as act as a representative of the board in the community. The foundation's purpose is to fund the needs of the students to help enrich their experience or deepen their education.To raise funds for the learning and development of the students at Bakersfield College I*3215272, Entity Type: , Name of OBA: Grow Public Schools Foundation, Address: Bakersfield, California, 93311, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 01/01/2026, No Hours: 12 Monthly, No Hours during Trading: 12 Monthly, Duties: Board Member, To help raise awareness for education centered around the farm-to-table movement
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-30 |
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