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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-04-18 |
Branch Locations
2150 Town Square Place Suite 310, Sugar Land, TX 77479-1278 • United States
Richmond, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Sugarland | TX | 04/2008 | Present |
(1) ENTRUST NEW DIRECTION IRA INC; ADDRESS: 1070 W CENTURY DR #101 LOUISVILLE, CO 80027; BUSINESS DESCRIPTION: INVESTMENT PROPERTY; NOT INVESTMENT RELATED; START DATE: 11/01/2009; CAPACITY: OWNER-ACTIVE; DUTIES: RENTAL PROPERTY. COORDINATE MAINTENANCE OF PROPERTY/RENTALS; HOURS DEVOTED PER WEEK: .50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (2) 418 INVESTMENTS, LLC; ADDRESS: 20610 ELDERWOOD TERRACE DR., RICHMOND TX, 77406; BUSINESS DESCRIPTION: RAW LAND INVESTMENT; NOT INVESTMENT RELATED; START DATE: 11/10/2016; CAPACITY: OWNER-PASSIVE; DUTIES: PASSIVE INVESTOR; HOURS DEVOTED PER WEEK: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1981-05-13 |
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