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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-03-27 |
Branch Locations
415 Ludlow Avenue, Cincinnati, OH 45220 • United States
201 East Fifth Street, Cincinnati, OH 45202 • United States
939 Hempstead Drive, Cincinnati, OH 45231 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allstate Insurance Co | Cincinnati | UT | 06/2015 | 10/2016 |
| Prudential Insurance Company Of America | Cincinnati | OH | 10/2016 | 03/2024 |
| Pruco Securities, Llc. | Cincinnati | OH | 10/2016 | 03/2024 |
| Pnc Investments | Cincinnati | OH | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-10-11 |
| S65 | Uniform Investment Adviser Law Examination | 1992-03-02 |
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