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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-30 |
| NY | RA | APPROVED | 2021-05-18 |
Branch Locations
350 Essjay Road Suite 300, Williamsville, NY 14221 • United States
Buffalo, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors | Williamsville | NY | 10/2011 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2011 | Present |
1. Board member/officer/director, Urban Roots Garden Coop 428 Rhode Island Street Buffalo, NY 14213, Urban Roots is a garden coop. I am one of nine board members of the not for profit organization. Our responsibilities are to meet quarterly to review the general manager's reports to insure adherence to the store policies., start 12/15/2016, 4 Hours per month, 0 Comp
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-25 |
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