Deborah Ann Williams

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → Present
  Stifel Nicolaus & Co Inc
  St. Johnsbury, VT

Previous Registrations

• 2008-01-01 → 2009-11-20
  Wells Fargo Clearing Services, Llc
  St. Johnsbury, VT
• 2005-10-25 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  St. Johnsbury, VT
  St. Johnsbury, VT
  St. Louis, MO
• 2000-12-27 → 2004-08-05
  Walnut Asset Management Llc
  Philadelphia, PA

Other Businesses

1. Notary Public - State of Vermont; 128 State Street Montpelier VT 05633; Notary Public; Provide notary services to Stifel clients as a courtesy; 01/31/2009; 1 hr/year; During security trading hours; Not Investment-Related 2. Waterford Springs Corp; 43 Birch Tree Lane Waterford VT 05819; Private Homeowners' Association; Board Member; Attend Board meetings which discuss and vote on issues relating to the homeowners' association and its community recreational property and activities; 10/14/2024; 7.00hrs/year; Not during securities trading hours; Not Investment-Related

Exams

• S66 Uniform Combined State Law Examination
  2005-06-08
• S65 Uniform Investment Adviser Law Examination
  1996-05-20
• S63 Uniform Securities Agent State Law Examination
  1981-06-03

Other Names

• Deborah Ann Thomas