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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-02-09 |
| VT | RA | APPROVED | 2009-11-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | St. Johnsbury | VT | 11/2009 | Present |
1. Notary Public - State of Vermont; 128 State Street Montpelier VT 05633; Notary Public; Provide notary services to Stifel clients as a courtesy; 01/31/2009; 1 hr/year; During security trading hours; Not Investment-Related 2. Waterford Springs Corp; 43 Birch Tree Lane Waterford VT 05819; Private Homeowners' Association; Board Member; Attend Board meetings which discuss and vote on issues relating to the homeowners' association and its community recreational property and activities; 10/14/2024; 7.00hrs/year; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-08 |
| S65 | Uniform Investment Adviser Law Examination | 1996-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 1981-06-03 |
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