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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-11
MO RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • MO RA
    APPROVED
    Since 2009-06-01

Branch Locations

7733 Forsyth Boulevard Suite 2100, Clayton, MO 63105 • United States

St. Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney St. Louis MO 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    St. Louis, MO
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    St. Louis, MO
  • 2002-06-06 → 2007-04-02
    Morgan Stanley Dw Inc.
    St. Louis, MO
    St. Louis, MO
Other Businesses

*492769 - Power of Attorney; Investment related - Yes; St. Louis, Missouri; 03/2022; During business hours: 0; After business hours: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-05
S63 Uniform Securities Agent State Law Examination 1981-06-10
  • S65 Uniform Investment Adviser Law Examination
    2002-06-05
  • S63 Uniform Securities Agent State Law Examination
    1981-06-10
Other Names
  • Mary Jane Waltra

View on SEC IAPD

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