George Edward Arocha

Employer firm

Madison Avenue Securities, LLC CRD 23224

$2.02B regulatory AUM 31 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → Present
  Madison Avenue Securities, Inc.
  Bourbonnais, IL
• 12/2006 → Present
  Ga Financial Advisors, Inc.
  Bourbonnais, IL
• 03/2009 → Present
  Madison Avenue Securities, Inc.
  Bourbonnais, IL

Previous Registrations

• 2006-05-24 → 2009-03-25
  Madison Avenue Advisors, Inc.
  Bourbonnais, IL
  Bourbonnais, IL
• 2000-05-08 → 2003-12-31
  Financial Planning
  Lansing, IL

Other Businesses

NAME OF BUSINESS: GA FINANCIAL ADVISORS, INC. POSITION: OWNER (ACTIVE), PRESIDENT, CONSULTANT, INSURANCE AGENT/PRODUCER NATURE: FINANCIAL PLANNING SERVICES INCLUDING, BUT NOT LIMITED TO THE SALE OF FINANCIAL PRODUCTS SUCH AS: LIFE & HEALTH INSURANCE, FIXED ANNUITIES, AND LTC INSURANCE.  INVESTMENT RELATED: YES NUMBER OF HOURS: 30 INVESTMENT RELATED HOURS: 25 START DATE: 10/02/2006 ADDRESS: 586 WILLIAM LATHAM DRIVE, SUITE 1, BOURBONNAIS IL 60914 DESCRIPTION: OFFICE MANAGEMENT, MEETING WITH CLIENTS & PROSPECTIVE CLIENTS, PROVIDING ANSWERS TO CLIENT QUESTIONS AND/OR INFORMATION RELATED TO THEIR FINANCIAL SITUATION, FINANCIAL PLANNING SERVICES INCLUDING: DATA GATHERING; ESTABLISHING OBJECTIVES, RISK TOLERANCE, AND TIME HORIZON; DEVELOPING RECOMMENDATIONS; IMPLEMENTATION OF RECOMMENDATIONS, INCLUDING BUT NOT LIMITED TO THE SALE OF FINANCIAL PRODUCTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-06
• S63 Uniform Securities Agent State Law Examination
  1986-09-02

Designations

• Certified Financial Planner
• Chartered Financial Consultant