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Patrick Mark Rohrbacher

Osaic Wealth, Inc.

Memphis, TN

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-25
MN RA APPROVED 2024-06-14
TN RA APPROVED 2024-06-14
TX RA APPROVED_RES 2024-06-14
  • FL RA
    APPROVED
    Since 2024-09-25
  • MN RA
    APPROVED
    Since 2024-06-14
  • TN RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-06-14

Branch Locations

3181 Poplar Ave. #328, Memphis, TN 38111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investacorp, Inc. Miami Lakes FL 09/1988 07/2020
Investacorp Advisory Services, Inc. Miami Lakes FL 03/1999 07/2020
Securities America, Inc. Memphis TN 07/2020 06/2024
Securities America Advisors, Inc. Memphis TN 07/2020 06/2024
Osaic Wealth, Inc. Memphis TN 06/2024 Present
  • 09/1988 → 07/2020
    Investacorp, Inc.
    Miami Lakes, FL
  • 03/1999 → 07/2020
    Investacorp Advisory Services, Inc.
    Miami Lakes, FL
  • 07/2020 → 06/2024
    Securities America, Inc.
    Memphis, TN
  • 07/2020 → 06/2024
    Securities America Advisors, Inc.
    Memphis, TN
  • 06/2024 → Present
    Memphis, TN
Previous Registrations
  • 2020-07-17 → 2024-06-14
    Securities America Advisors, Inc.
    Memphis, TN
  • 2004-01-06 → 2020-07-17
    Investacorp Advisory Services Inc
    Memphis, TN
Other Businesses

INSURANCE SALES POSITION: Sales NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1988 ADDRESS: 3181 Poplar Ave # 328, Memphis TN 38111, United States DESCRIPTION: Fixed Life & Annuity Sales SELF POSITION: Tax Preparer NATURE: Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1988 ADDRESS: 3181 Poplar Ave #328, Memphis TN 38111, United States DESCRIPTION: Tax Preparation 710-712 S COX LLC POSITION: Tax Mngr Partner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/05/2014 ADDRESS: 710 S Cox, Memphis TN 38104, United States DESCRIPTION: Rent Store to a related LLC NAUGHTY DIVA LLC POSITION: None NATURE: LLC Partner in Retail store INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2015 ADDRESS: 710 S Cox, Memphis TN 38104, United States DESCRIPTION: Silent Partner in a retail clothing store run by my wife SAA POSITION: Investment Advisor NATURE: Investment Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 70 START DATE: 07/31/2020 ADDRESS: 12325 Port Grace Blvd., La Vista, NE 68128, United States DESCRIPTION: Investment Advisory 710-712 S. COX LLC POSITION: LLC Partner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2013 ADDRESS: 710 S. Cox St, Memphis TN 38104, United States DESCRIPTION: My Wife and I own the commercial property, and lease it to her Apparel/clothing business. I am responsible for maintenance and upkeep

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-09
S63 Uniform Securities Agent State Law Examination 1982-10-14
  • S65 Uniform Investment Adviser Law Examination
    1999-07-09
  • S63 Uniform Securities Agent State Law Examination
    1982-10-14

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