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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-25 |
| MN | RA | APPROVED | 2024-06-14 |
| TN | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investacorp, Inc. | Miami Lakes | FL | 09/1988 | 07/2020 |
| Investacorp Advisory Services, Inc. | Miami Lakes | FL | 03/1999 | 07/2020 |
| Securities America, Inc. | Memphis | TN | 07/2020 | 06/2024 |
| Securities America Advisors, Inc. | Memphis | TN | 07/2020 | 06/2024 |
| Osaic Wealth, Inc. | Memphis | TN | 06/2024 | Present |
INSURANCE SALES POSITION: Sales NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1988 ADDRESS: 3181 Poplar Ave # 328, Memphis TN 38111, United States DESCRIPTION: Fixed Life & Annuity Sales SELF POSITION: Tax Preparer NATURE: Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1988 ADDRESS: 3181 Poplar Ave #328, Memphis TN 38111, United States DESCRIPTION: Tax Preparation 710-712 S COX LLC POSITION: Tax Mngr Partner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/05/2014 ADDRESS: 710 S Cox, Memphis TN 38104, United States DESCRIPTION: Rent Store to a related LLC NAUGHTY DIVA LLC POSITION: None NATURE: LLC Partner in Retail store INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2015 ADDRESS: 710 S Cox, Memphis TN 38104, United States DESCRIPTION: Silent Partner in a retail clothing store run by my wife SAA POSITION: Investment Advisor NATURE: Investment Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 70 START DATE: 07/31/2020 ADDRESS: 12325 Port Grace Blvd., La Vista, NE 68128, United States DESCRIPTION: Investment Advisory 710-712 S. COX LLC POSITION: LLC Partner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2013 ADDRESS: 710 S. Cox St, Memphis TN 38104, United States DESCRIPTION: My Wife and I own the commercial property, and lease it to her Apparel/clothing business. I am responsible for maintenance and upkeep
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1982-10-14 |
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