Matthew Wai Kiu Wong

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → 11/2017
  Lpl Financial
  San Diego, CA
• 12/2017 → Present
  Lpl Financial
  San Diego, CA

Previous Registrations

• 2008-11-24 → 2017-11-24
  Lpl Financial Llc
  San Diego, CA
  Lakeside, CA
• 2008-05-19 → 2008-11-10
  First Allied Securities, Inc.
  San Diego, CA
• 2008-05-19 → 2008-11-10
  Greenbook Investment Management, Inc.
  San Diego, CA
• 2008-07-01 → 2008-11-10
  First Allied Asset Management, Inc.
  San Diego, CA
• 2007-05-16 → 2008-05-09
  Lpl Financial Llc
  San Diego, CA

Other Businesses

1. 11/29/2017 - Simply Modern by Wong - Not Investment Related - Home Based - Other - Business Owner - Start Date 10/2017 - 10% Time Spent - Build custom furniture as a hobby and will sell once in a while.

Exams

• S66 Uniform Combined State Law Examination
  2007-05-15

Other Names

• Matthew Wai Kiu Wong
• Matthew Wong