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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2016-09-29 |
Branch Locations
5905 E Galbraith Rd Ste 4200, Cincinnati, OH 45236-2375 • United States
Cincinnati, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Covington | KY | 02/2013 | 09/2016 |
| Mason School System | Cincinnati | OH | 07/2016 | 09/2016 |
| Ameriprise Financial Services, Inc. | Cincinnati | OH | 09/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Cincinnati | OH | 03/2020 | Present |
Outside Employment; High School Soccer; Soccer Assignor -; Assigning Soccer referees to High School Games; N/A, ,; Not Investment-Related; 08/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Ohio South Soccer; Assigning refs youth soccer -; Assigning refs Youth Soccer; Mason , ohuio, ,; Not Investment-Related; 08/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Cincinnati United; Assigning refs to youth soccer -; Assigning soccer refs to Youth Games; Mason, Ohio, ,; Not Investment-Related; 08/01/2016; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1981-04-20 |
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