Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-20 |
Branch Locations
3 Lear Jet Ln Stes 200N & 201N, Latham, NY 12110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dinosaur Securities | New York | NY | 01/2010 | 03/2026 |
| Dlg Wealth Management Llc | Clifton Park | NY | 01/2010 | 01/2018 |
| Rmr Wealth Management | New York | NY | 01/2018 | 03/2026 |
| Lpl Financial | Latham | NY | 03/2026 | Present |
1. 03/2026 - Empire Financial Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 200 Hour(s)/Month - 160 Hour(s) During Trading - At Reported Business Location (s)- OBA Start Date: 3/20/2026 2. 03/2026 - Advisors Insurance Brokers - Non-Variable Insurance - Inv Related - 10 Hour(s)/Month - 10 Hour(s) During Trading - Halfmoon NY 12065 - OBA Start Date: 09/13/2023 3. 03/2026 -National Life Group - Non-Variable Insurance - Inv Related - 2 Hour(s)/Month - 2 Hour(s) During Trading - Montpelier VT 05602 - OBA Start Date: 06/06/2017
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-30 |
| S66 | Uniform Combined State Law Examination | 2012-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 1981-06-15 |
Reach out to this advisor