John P Freund

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  Kovack Advisors, Inc
  Fort Lauderdale, FL
• 01/2017 → Present
  Kovack Securities, Inc.
  Fort Lauderdale, FL

Previous Registrations

• 2009-12-01 → 2016-07-05
  Moors & Cabot, Inc.
  Burlington, VT
  Boston, MA
  Boston, MA
  Naples, FL
• 2009-06-01 → 2009-12-15
  Morgan Stanley
  Colchester, VT
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Burlington, VT
• 2006-11-17 → 2007-04-02
  Morgan Stanley Dw Inc.
  Burlington, VT
• 1998-07-02 → 2006-11-24
  Citigroup Global Markets Inc.
  Lebanon, NH

Other Businesses

1)JOHN P. FREUND LLC., DBA: NAPLES FINANCIAL SOLUTIONS - 1580 BLUEFIN COURT, NAPLES, FL 34102; RIA; INVESTMENT RELATED; 100% OF TIME SPENT 2) FIXED INSURANCE - 1580 BLUEFIN COURT, NAPLES, FL 34102; INSURANCE AGENT; ABLE TO SELL FIXED INSURANCE; INVESTMENT RELATED BUSINESS; <1% OF TIME SPENT 3) PICKLED BLUEFIN - 1580 BLUEFIN COURT, FL 34102; NON-INVESTMENT RELATED; REAL ESTATE HOLDINGS; OWNER; .25% OF TIME SPENT.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-05
• S63 Uniform Securities Agent State Law Examination
  1981-03-20

Other Names

• John Peter Freund