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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-09-23 |
| PA | RA | APPROVED | 2016-07-14 |
| CA | RA | APPROVED | 2016-07-13 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Naples, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Advisors, Inc | Fort Lauderdale | FL | 07/2016 | Present |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 01/2017 | Present |
1)JOHN P. FREUND LLC., DBA: NAPLES FINANCIAL SOLUTIONS - 1580 BLUEFIN COURT, NAPLES, FL 34102; RIA; INVESTMENT RELATED; 100% OF TIME SPENT 2) FIXED INSURANCE - 1580 BLUEFIN COURT, NAPLES, FL 34102; INSURANCE AGENT; ABLE TO SELL FIXED INSURANCE; INVESTMENT RELATED BUSINESS; <1% OF TIME SPENT 3) PICKLED BLUEFIN - 1580 BLUEFIN COURT, FL 34102; NON-INVESTMENT RELATED; REAL ESTATE HOLDINGS; OWNER; .25% OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1981-03-20 |
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