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7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-09-08 |
Branch Locations
7333 E Doubletree Ranch Rd Ste 120, Scottsdale, AZ 85258 • United States
7055 W. Bell Rd. Ste. B1, Glendale, AZ 85308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cue Financial Group, Inc. | Phoenix | AZ | 05/1989 | 09/2025 |
| Foothill Securities, Inc. | Phoenix | AZ | 08/2009 | 12/2016 |
| Securities America, Inc. | Phoenix | AZ | 12/2016 | 06/2024 |
| Pfg Advisors, Llc | Phoenix | AZ | 04/2018 | 09/2025 |
| Osaic Wealth, Inc. | Phoenix | AZ | 06/2024 | 09/2025 |
| United Planners | Scottsdale | AZ | 09/2025 | Present |
| Steven Cook | Glendale | AZ | 05/1975 | Present |
1.) SPARROW FINANCIAL - MANAGING PARTNER - DBA NAME FOR MARKETING PURPOSES ONLY - GLENDALE, AZ - SINCE 09/2025 - INVESTMENT RELATED 2.) STEVEN COOK - PARTNER - NON-VARIABLE INSURANCE - GLENDALE, AZ - SINCE 5/1975 - INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-28 |
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