Loren F Ward

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 08/2010 → Present
  Bank Of America, N.A.
  White Plains, NY

Other Businesses

I*41487ENTITY TYPE: CHARITABLE NAME OF OUTSIDE BUSINESS ORGANIZATION: CITY YEAR NEW YORKINVESTMENT RELATED: NOADDRESS OF BUSINESS: NEW YORK, NEW YORK 10010POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBERSTART DATE OF RELATIONSHIP: 9/10/2009NUMBER OF HOURS DEVOTED: 3 HOURS MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I AM A MEMBER OF THE CITY YEAR INVESTMENT COMMUNITY BOARD. I AM RESPONSIBLE FOR HELPING TO INCREASE NAME RECOGNITION FOR THE NON-PROFIT AS WELL AS FUNDRAISE ON THEIR BEHALF SPECIFICALLY WITHIN THE PROFESSIONAL COMMUNITY OF NYC. I*122128For profit or not for profit: Non-Profit OrganizationName of outside business organization: The YWCA of White Plains & Central WestchesterInvestment related: NoAddress of business: White Plains, New York 10605Nature of business: Charitable OrganizationPosition, title, association: Committee MemberStart date of relationship: 3/11/2019Number of hours devoted: 2 hours MonthlyNumber of hours devoted during trading hours: 0Duties: I am on a board helping to organize an event for the YWCA to raise money and awareness for their important work. I*2162294, Entity Type: Fiduciary roleName of OBA: B F, Address: Rye Brook, New York, 10573, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 14-Jan-2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: Power of Attorney for parent I*2167259, Entity Type: Fiduciary role Name of OBA: B D F PLEDGED TO ML LENDER , Address: Rye Brook, New York, 10573, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 16-Jan-2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Power of Attorney for parent I*: 2525264Entity Type: Fiduciary roleName of OBA: Credit Shelter Trust per J. W.'s WillAddress: New York, NY 10069Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 06/10/2025Number of Hours: 1 hr mthlyNumber of Hours during trading: 0 Duties: Co-Trustee for parent I*: 2524262Entity Type: Fiduciary roleName of OBA: L. W. TTEE B. D F. TTEE U/W J. L W.Address: New York, NY 10069Investment Related: NoPosition, Title, Association: Trustee Employee Start Date: 06/10/2025Number of Hours: 1 hr mthlyNumber of Hours during trading: 0 Duties: Trustee for parent I*2700267, Entity Type, Name of OBA: Let's Win Pancreatic Cancer Address: New York NY 10021 Investment Related: No Position, Title, Association: volunteer board Employee Start Date: 08/13/2025No Hours: 1 monthly No Hours during trading: 0 Duties: Sit on a volunteer board, Raising money and awareness for Pancreatic Cancer research I*3301275Entity Type: Fiduciary role Name of OBA: H W 2025 Trust Address: New York, New York, 10069Investment Related: NoPosition, Title, Association: TrusteeEmployee Start Date: 12/11/2025Number of Hours: 0 Number of Hours during trading: 0, Duties: Spouse I*3301280, Entity Type: Fiduciary role Name of OBA: L W Revocable Trust, Address: New York, New York, 10069, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 12/11/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: Co-Trustee I*3302275, Entity Type: Fiduciary role Name of OBA: H W Revocable Trust, Address: New York, New York, 10069, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 12/11/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: Co-Trustee I*3304274 Entity Type: Fiduciary role Name of OBA: L. F. W. TTEE MR J. M F. TTEE 11/4/25 Address: Purchase, NY 10577 Investment Related: No Position, Title, Association: Administrator Employee Start Date: 12/12/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Adminstrator/Siblings

Exams

• S66 Uniform Combined State Law Examination
  2008-01-18

Other Names

• Loren Alyse Fishkind