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9 South Long Beach Road, Rockville Centre, NY 11570 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-27 |
Branch Locations
9 South Long Beach Road, Rockville Centre, NY 11570 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Cedarhurst | NY | 11/1997 | Present |
| The Pinnacle Financial Group | Rockville Centre | NY | 07/2016 | Present |
(1) 06/03/2008: No Business Name - Non-Variable Insurance DBA - NSI Group Inc. - INV REL - At Reported Business Location(s) - Life, health, DI, LTC, FA (2) 09/17/2008: No Business Name - DBA for LPL Business (entity for LPL business) - NSI GROUP INC - INV REL - At Reported Business Location(s) - No Time Spent (3) 07/12/2016: The Pinnacle Financial Group - Registered Investment Advisor Hybrid - (Hybrid) The Pinnacle Financial Group - INV REL - Start 07/15/2016 - 9 South Long Beach Road, Rockville Centre, NY 11570 - All IARs are securities registered with LPL. The RIA is a DBA of my LPL Business. The ADV 1 and 2 are on file with LPL - 160 Hr/Mo; 8 Hours During Securities Trading (4) 07/12/2016: The Pinnacle Financial Group - Registered Investment Advisor DBA - (Hybrid) NSI Group - INV REL - Start 07/15/2016 - 9 south long beach road, Rockville centre, ny 11570 - IAR - 160 Hr/Mo; 8 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-06-26 |
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