John Randall Roberts

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-09-12
NC	RA	APPROVED	2002-08-06

TX RA
APPROVED_RES

Since 2009-09-12
NC RA
APPROVED

Since 2002-08-06

Branch Locations

800 Green Valley Rd, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Greensboro	NC	10/1980	Present
Bank Of America,Na	Greensboro	NC	12/2009	Present

10/1980 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greensboro, NC
12/2009 → Present

Bank Of America,Na

Greensboro, NC

Other Businesses

I*5315268, Entity Type: , Name of OBA: E M. R, Address: Greensboro, North Carolina, 27410, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 07/10/2024, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-06-11
S63	Uniform Securities Agent State Law Examination	1981-01-16

S65 Uniform Investment Adviser Law Examination

2002-06-11
S63 Uniform Securities Agent State Law Examination

1981-01-16

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews