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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-09-04 |
| OH | RA | APPROVED | 2024-08-22 |
| TX | RA | APPROVED | 2024-08-22 |
Branch Locations
3825 Edwards Rd. Suite 530, Cincinnati, OH 45209 • United States
Akron, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Cincinnati | OH | 09/2013 | 08/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 08/2024 |
| Rbc Capital Markets, Llc | Cincinnati | OH | 08/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 08/2024 |
1.The Cure Starts Now Foundation; Investment related: No; Cincinnati, Ohio; Funding for cancer research; Board member (proprietor, partner, officer, director, employee, trustee, agent); Sep 2016; During business hours: 0; After business hours: 1; I am a voting member and chairman of the investment policy committee, Equal voting member of board. Responsibilities are a chairmanship of a sub-committee, regular attendance in meetings, and insight in appropriate areas. *479896- Trust; Investment related -Yes; Akron, Ohio; Trust; Trustee/Co-Trustee; 01/2022; During business hours: 5; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-03 |
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