Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-02-10 |
| FL | RA | APPROVED | 2024-11-12 |
| TN | RA | APPROVED | 2007-05-08 |
| OH | RA | APPROVED | 2005-10-13 |
| TX | RA | APPROVED_RES | 1989-04-20 |
Branch Locations
600 Hamilton St, Allentown, PA 18101 • United States
St Petersburg, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Nashville | TN | 10/1980 | Present |
| Bank Of America, N.A. | Nashville | TN | 03/2012 | Present |
I*41765: FOR-PROFIT ORG; SWIFT MERCHANDISING; N; NASHVILLE, TN 37203; FAMILY BUSINESS; CONSULTANT; THIS IS MY DAUGHTERS MERCHANDISING BUSINESS. I DO NOT HAVE A MONETARY INTEREST. I AM ONLY ON THE ACCOUNT SO THAT I CAN GIVE INVESTMENT DIRECTION AND OVERSIGHT I*89441: FOR-PROFIT; THREEONEONE,LLC; INVESTMENT RELATED: N; NASHVILLE, TN 37204; LLC; POA; 8/12/2015; 1 hr mnth; 0; POA FOR SON'S ACCOUNT I*: 2487274 Entity Type: For Profit Name of OBA: T. S. Productions Inc Address: Nashville, TN Investment Related: No Position, Title, Association: Advisor Employee Start Date: 2025 Number of Hours: Number of Hours during trading: Duties: Temporary for operational cash movement needs only. Production company for daughter.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1981-02-17 |
Reach out to this advisor