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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2010-11-29 |
| TX | RA | APPROVED_RES | 2010-10-14 |
Branch Locations
717 Green Valley Road Suite 250, Greensboro, NC 27408 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Greensboro | NC | 10/2010 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-01 |
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