William York Smith

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  San Diego, CA
• 11/2016 → 05/2021
  Wells Fargo Clearing Services, Llc
  San Diego, CA
• 05/2021 → Present
  Morgan Stanley Smith Barney Llc
  San Diego, CA
• 07/2021 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2003-07-01 → 2021-05-26
  Wells Fargo Clearing Services, Llc
  San Diego, CA
  San Diego, CA
• 1997-07-08 → 2003-07-01
  Prudential Equity Group, Llc
  San Diego, CA

Other Businesses

1.*441927 : Horsesmouth.com ; Investment related : No ; Ny ; New York ; Publishing ; Writer(proprietor, partner, officer, director, employee, trustee, agent) ; 1/2000 ; During business hours : 0 ; After business hours : 5 ; Write articles 2.CARETRAIN -WEBSITE TRAINING FOR HEALTHCARE PROFESSIONALS CONSULTING-VICE PRESIDENT MY WIFE STARTED THE COMPANY IN THE YEAR 2000, 2 HRS PER MONTH/0 DURING TRADING.- 3. *442068 - The Happy Advisor, and 66 Rules of the Road; Investment related No; NY, New York; Publishing; Writer (proprietor, partner, officer, director, employee, trustee, agent); 01/2010; During business hours: 0; After business hours: 0 4.*441426 - Rental Property; Investment related -Yes; Escondido, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 12/2014; During business hours: 0; After business hours: 1; Landlord 5.AUTHOR - "66 RULES OF THE ROAD", INV RELATED, NEW YORK, NY, START: 1/2000, 2 HOURS PER MONTH/0 DURING TRADING, WRITER OF MOTIVATIONAL ARTICLES. 6. *442070 - Rental Property and Farmland; Investment related - Yes; Red Level , Alabama; Agriculture, Real Estate; Co-owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2017; During business hours: 0; After business hours: 0; 7.LANDLORD. NEIGHBORHOOD HEALTHCARE, INV RELATED, ESCONDIDO, CA, FINANCE COMMITTEE MEMBER, START 10/26/2016, 2 HOURS PER MONTH, ZERO DURING TRADING. 8.*442072 - Neighborhood Healthcare ; Investment related - No ; Escondido,California ; Health and Welfare ; Board Member:Finance Committee:Other Committee - Chairing a newly formed Planned Giving committee, Co-chair the Philanthropy Committee (proprietor, partner, officer, director, employee, trustee, agent) ; 10/2017 ; During business hours : 0 ; After business hours : 4 ; Administrative 9.ROTARY CLUB OF ESCONDIDO, INV RELATED, ESCONDIDO, CA, TREASURER, START 6/1/2016, 5 HOURS PER MONTH, 3 HOURS DURING TRADING. *451595- Trust; Investment related Yes; Escondido, California; Trust; Trustee/Co-Trustee; 08/2021; During business hours: 0; After business hours: 1; Investment Decisions/Advice, Check Signing/Funds Disbursements

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-12-21
• S63 Uniform Securities Agent State Law Examination
  1983-07-28

Designations

Other Names

• William York Smith
• Bill Smith
• William Y Smith