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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2017-08-02 |
| VA | RA | APPROVED | 2017-07-19 |
| RI | RA | APPROVED | 2017-06-29 |
| AR | RA | APPROVED | 2017-06-28 |
| DE | RA | APPROVED | 2017-06-28 |
| MS | RA | APPROVED | 2017-06-26 |
| WA | RA | APPROVED | 2016-08-25 |
| NV | RA | APPROVED | 2016-06-29 |
| AL | RA | APPROVED | 2016-04-05 |
| OK | RA | APPROVED | 2014-10-24 |
| MN | RA | APPROVED | 2014-01-14 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402 • United States
Montrose, MN • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 09/2008 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Name of Activity: DELANO GIRLS HIGH SCHOOL HOCKEY; Date Activity Started/modified: 10/2017; Type of Activity: OTHER; Role/Relationship: EMPLOYEE; Responsibilities: PUBLIC ADDRESS ANNOUNCER AND SCOREKEEPING; Income Per Year: UP TO $10,000; Total hours Per Month: 0 - 20; Hours During Trading Hours per Month: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? NO; -----END----- Name of Activity: Arbiter Sports; Date Activity Started/Modified/Ended: 2/21/2020; Type of Activity: Other - Public Address Anouncing; Role/Relationship: Employee; Responsibilities: Announce starting lineups, goals, penalties etc and play music.; Income Per Year: NO INCOME; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-12-29 |
| S66 | Uniform Combined State Law Examination | 2006-02-28 |
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