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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-05 |
| TX | RA | APPROVED | 2023-09-05 |
Branch Locations
4225 Executive Square Suite 570 [Satellite], La Jolla, CA 92037 • United States
6460 E Pacific Coast Hwy Ste 223, Long Beach, CA 90803 • United States
595 Humboldt St Ste 200, Reno, NV 89509 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | La Jolla | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | La Jolla | CA | 11/2016 | 09/2023 |
| Wells Fargo Advisors Financial Network, Llc | Ashburn | VA | 09/2023 | Present |
CO-TRUSTEE FOR FAMILY TRUST; INV. RELATED; LA JOLLA, CA; START DATE 1/1/2024; 2 HRS PER MONTH; 1 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-03 |
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