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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-10-16 |
Branch Locations
2002 Judson Road Suite 202, Longview, TX 75605 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Longview | TX | 08/2004 | Present |
| Stifel, Nicolaus & Company, Incorporated | Longview | TX | 10/2009 | Present |
1. St Luke's Methodist Church; 401 E. Main St Kilgore TX 75662; Global Methodist Church; Member - Board of Stewards; Lay member Administrative Board of the congregation; 01/22/2024; 1.00hr/month; Not during Securities trading hours; Not Investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1980-10-09 |
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