Howard Steven Meyerson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → 12/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Glendale, CA
• 08/2009 → 12/2018
  Bank Of America, N.A.
  Glendale, CA
• 12/2018 → Present
  Lpl Financial, Llc
  Glendale, CA

Previous Registrations

• 2007-10-02 → 2018-12-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pasadena, CA
  Pasadena, CA
• 2002-11-27 → 2007-10-04
  A. G. Edwards & Sons, Inc.
  Pasadena, CA
  Pasadena, CA
• 2002-08-08 → 2002-12-18
  Pershing Llc
  Los Angeles, CA

Other Businesses

1. 09/13/2019 - Future View Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:09/12/2019 - 180 hrs/mo - 7 hrs during trading. 2. 05/04/2023 - High Bluff Private Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/01/2023 - 40 Hours Per Month/36 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2002-01-29
• S63 Uniform Securities Agent State Law Examination
  1984-03-15