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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2009-09-11 |
| TX | RA | APPROVED_RES | 2009-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Topeka | KS | 09/2009 | Present |
1. Notary Public; 915 SW Harrison St Topeka KS 66612; notarizing documents; 09/12/1983; 1 hr/year; During security trading hours; Not Investment-Related 2. Sherwood Improvement District; 3811 SW Friar Rd, Topeka, KS, 66610; Neighborhood district position. Allocate funds to improve roads.; President; Oversee water and roads; 01/02/2012; 20 Hours per Month; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1980-08-29 |
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