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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-12-13
MN RA APPROVED 2014-01-13
TX RA APPROVED_RES 2006-11-29
  • CA RA
    APPROVED
    Since 2021-12-13
  • MN RA
    APPROVED
    Since 2014-01-13
  • TX RA
    APPROVED_RES
    Since 2006-11-29

Branch Locations

3600 Minnesota Drive Suite 790, Edina, MN 55435 • United States

Palm Desert, CA • United States

Minnetonka, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Minneapolis MN 06/2006 Present
Raymond James & Associates, Inc. Palm Desert CA 12/2021 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-27
S63 Uniform Securities Agent State Law Examination 1980-05-23
  • S65 Uniform Investment Adviser Law Examination
    1998-10-27
  • S63 Uniform Securities Agent State Law Examination
    1980-05-23

View on SEC IAPD

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