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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-06-28 |
| MD | RA | APPROVED | 2019-06-27 |
Branch Locations
2350 W Joppa Rd Greenspring Center, Lutherville, MD 21093 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Timonium | MD | 10/2011 | Present |
| Wells Fargo Clearing Services Llc | Baltimore | MD | 06/2019 | Present |
LOYOLA COLLEGE OF MARYLAND, NOT INV RELATED, BALTIMORE, MD, AFFILIATE PROFESSOR, START 1/14/2008, 12 HOURS PER MONTH, ZERO DURING TRADING, COURSE TITLE PORTFOLIO MANAGEMENT. WEDDING OFFICIANT, NOT INV RELATED, SPARKS, MD, START 7/1/2014, 2 HOURS PER MONTH, ZERO DURING TRADING, OFFICIATE WEDDINGS. EXECUTOR OF SISTER'S ESTATE; INV. RELATED; LUTHERVILLE, MD; START DATE 8/2021; 3 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-25 |
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