Laurel Simon Bobrowich

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-06-08
TX	RA	APPROVED_RES	2005-06-09
WI	RA	APPROVED	1996-01-30

FL RA
APPROVED

Since 2022-06-08
TX RA
APPROVED_RES

Since 2005-06-09
WI RA
APPROVED

Since 1996-01-30

Branch Locations

55 William Street, Wellesley, MA 02481 • United States

Sarasota, FL • United States

Westnewton, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Milwaukee	WI	04/1980	Present

04/1980 → Present

Ubs Financial Services Inc.

Milwaukee, WI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-14
S63	Uniform Securities Agent State Law Examination	1981-02-27

S65 Uniform Investment Adviser Law Examination

1999-12-14
S63 Uniform Securities Agent State Law Examination

1981-02-27

Other Names

Laurel R Simon
Laurel R Bobrowich
Laurel R Simon
Laurel Simon Bobrowich

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

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