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Martha Ann Nielsen

Principal Securities, Inc.

Latham, NY

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-15
NY RA APPROVED 2021-06-30
  • TX RA
    APPROVED
    Since 2026-01-15
  • NY RA
    APPROVED
    Since 2021-06-30

Branch Locations

637 New Loudon Rd Ste 1, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Latham NY 07/2014 10/2019
Principal Securities Inc Latham NY 03/2016 Present
  • 07/2014 → 10/2019
    Principal Life Insurance Company
    Latham, NY
  • 03/2016 → Present
    Principal Securities Inc
    Latham, NY
Other Businesses

OUTSIDE INSURANCE, LIFE, FIXED ANNUITIES, 10/08/14.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-02
S63 Uniform Securities Agent State Law Examination 1997-11-22
  • S65 Uniform Investment Adviser Law Examination
    2001-02-02
  • S63 Uniform Securities Agent State Law Examination
    1997-11-22
Designations
Other Names
  • Martha A Nielsen

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LATHAM, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Latham, NY
EAGLE STRATEGIES LLC · LATHAM, NY
MML INVESTORS SERVICES, LLC · LATHAM, NY
CAPABLE WEALTH, LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · LATHAM, NY

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