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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-01-02
WA RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2009-01-02
  • WA RA
    APPROVED
    Since 2009-01-02

Branch Locations

32015 1St Avenue South, Federal Way, WA 98003 • United States

Gig Harbor, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Federal Way WA 01/2000 Present
Raymond James Financial Services Advisors, Inc Federal Way WA 01/2009 Present
Washington State Umpire Association (Usssa) Federal Way WA 06/2016 07/2018
Chaffee & Associates Federal Way WA 01/1994 Present
  • 01/2000 → Present
    Raymond James Financial Services
    Federal Way, WA
  • 01/2009 → Present
    Federal Way, WA
  • 06/2016 → 07/2018
    Washington State Umpire Association (Usssa)
    Federal Way, WA
  • 01/1994 → Present
    Chaffee & Associates
    Federal Way, WA
Other Businesses

(1)Name of Business: Campus Corner LLC Address: 32015 1st Ave S, Federal Way, WA, 98003, United States Activity Type: Rental Real Estate Position/Title: Officer - President Investment Related: Yes Start Date: 05/15/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Campus Corner LLC is the name I use that owns the building where I work as Raymond James. (2)Name of Business: Chaffee & Associates Address: 32015 1st Ave S, Federal Way, WA, 98003, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/1994 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner, head maintenance man, janitor, you name it, I get to do it.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-13
S63 Uniform Securities Agent State Law Examination 1985-03-20
  • S65 Uniform Investment Adviser Law Examination
    1998-07-13
  • S63 Uniform Securities Agent State Law Examination
    1985-03-20
Other Names
  • Jim Chaffes

View on SEC IAPD

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