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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2023-11-03 |
Branch Locations
Wildwood, MO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2014-09-17 |
Branch Locations
Wailuku, HI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Atlanta | GA | 06/2002 | 11/2023 |
| Southland Equity Partners | Kahului | HI | 09/2014 | Present |
| Osaic Wealth, Inc. | Kahului | HI | 11/2023 | Present |
1) SOUTHLAND EQUITY PARTNERS; POSITION: advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 10/08/2015 ADDRESS: 1412 KAKAE PLACE, WAILUKU HI 96793; DESCRIPTION: Investment management for clients 2) GAYLE LONG INSURANCE PRODUCER POSITION: insurance NATURE: dba INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 06/27/2002 ADDRESS: 1412 KAKAE PLACE, WAILUKU HI 96793, United States DESCRIPTION: Service existing clients and provide quotes if requested
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 1980-06-06 |
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