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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2025-01-01 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Honolulu | HI | 08/2013 | 06/2021 |
| Lpl Financial | Wailuku | HI | 06/2021 | Present |
1)1987 - DBA for LPL Business (entity for LPL business) - PacStar Financial Group - Investment Related - Wailuku, HI 96793 2)04/2019 - Sunday School Teacher - Grace Bible Church Maui - Investment Related - Kahului, HI 96732
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-03 |
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